Compliance Analyst –  Investments – $65K-$70K

Great opportunity to further your career if you have some investment operations experience.  The Compliance Analyst is primarily responsible for monitoring the trading activity of employees (Code of Ethis compliance), data management and coordinating Code related communications for new hires and to external brokers in relation to employee personal investment accounts. Must be very familiar with a broad range of security instruments including derivatives, and have some prior experience in data management and customer service.  Strong computer skills (Excel and Word) and a Bachelor’s degree in business is required.  Two to three years of personal trading or guideline compliance experience is preferred.  This is a fast-paced environment where strong attention to detail will be needed.  Respond today!

 

Job Code:  16064

Please note that quoted salary ranges are not guarantees of what the final salary offers might be. Our clients base their offers on a range of variables including years of work and industry specific experience, salary history, education level, etc.

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