Highly reputable Private Equity Firm has an opportunity for a Compliance Manager, Ethics that will support the development and deployment of the Firm’s global compliance program with emphasis on policies and procedures on employee-related activities (personal trading, Code of Ethics compliance, gifts/entertainment, etc.). If interested you must have knowledge of securities laws, rules and regulations around RIAs and private fund offerings; strong understanding of the services provided by investment advisors; considerable experience building business relationships; and 7+ years’ experience at an SEC-registered investment adviser or private equity firm. Wonderful firm that offers competitive compensation/benefits packages. Apply today!
Job Code: 16670
Please note that quoted salary ranges are not guarantees of what the final salary offers might be. Our clients base their offers on a range of variables including years of work and industry specific experience, salary history, education level, etc.