Global investment firm has two openings for Senior Compliance Associates – one in Marketing and the other in Regulatory and Governance. Both require 5+ years’ experience and a bachelor’s degree in law, business or finance, strong organizational skills and prioritization. For Marketing you will assist in the development, review and execution of marketing and communication materials, and ensure compliance with SEC Advertising rules. Regulatory and Governance requires an understanding of security laws and regulations for private fund offerings, monitoring compliance of Fund/SMA obligations, support regulatory filings, and assessing the effectiveness of compliance programs policies. These are great opportunities to advance your career. Apply now!
Job Code: 15750
Please note that quoted salary ranges are not guarantees of what the final salary offers might be. Our clients base their offers on a range of variables including years of work and industry specific experience, salary history, education level, etc.