Senior Compliance Associate – Up to $130K +Bonus

Highly successful investment management firm is seeking a Senior Compliance Associate (hybrid) to join their team and implement the firm’s compliance program.  The Senior Associate will work with other internal areas (Marketing, Operations, Trading)to coordinate client requests and reports, assist with client meeting prep and attend meetings, review pre and post-trade portfolios for compliance and update client restrictions with the firms system, ensure regulatory filings are prepared, maintain personal trading system, and review/test the firm’s policies/procedures.  Experience in the mutual fund industry is a must as well as 4+ years’ compliance/audit experience, strong analytical and problem solving skills and highly proficient computer skills.  This firm believes strongly in the professional development and growth of their employees.  They offer highly competitive compensation and benefits packages.  Be sure to send your resume immediately for this highly sought after position!

Job Code:  17443